Compliance Framework
Built to institutional standards.
Governance and controls from TamaChain Digital, an institutional asset management firm.
- 01Compliance processes
- 02Internal controls
- 03Governance framework
- 04Review cycle
How the framework is organised
Processes and controls are designed around the expectations institutional clients bring to a custody provider. Responsibilities are documented so that it is clear who owns each step.
Compliance and governance built around institutional expectations
The framework covers how processes are documented, how controls are reviewed and how oversight is organised.
Institutional Standards
Processes and controls structured around the standards institutional clients expect from a custody provider.
Clear Controls
Documented internal controls with defined responsibilities and review points across our operations.
Governance Framework
A governance structure that sets out how decisions, oversight and accountability are organised.
Background
Institutional clients have clear expectations around compliance and governance. These expectations shape how custody arrangements are structured, documented and reviewed over the life of an engagement.
Challenge
Compliance requirements for digital asset businesses are detailed and continue to develop. Keeping processes, controls and documentation consistent as those expectations evolve takes sustained attention and clear internal ownership.
Solution
TamaChain Digital maintains compliance processes and internal controls designed around institutional standards, supported by a governance framework that defines how oversight and accountability are organised.
Regulatory status and documentation
TamaChain Digital does not describe itself through regulatory licences on this website. The arrangements that apply to a specific engagement are set out in the relevant client documentation and agreed during onboarding.
For enquiries about our compliance processes, governance framework or review cycle, contact contact@tamachain.com.